diff --git a/thys/Sunflowers/Erdos_Rado_Sunflower.thy b/thys/Sunflowers/Erdos_Rado_Sunflower.thy --- a/thys/Sunflowers/Erdos_Rado_Sunflower.thy +++ b/thys/Sunflowers/Erdos_Rado_Sunflower.thy @@ -1,358 +1,358 @@ (* author: R. Thiemann *) section \The Sunflower Lemma\ -text \We formalize the proof of the sunflower lemma of Erdős and Rado~\cite{erdos_rado}, +text \We formalize the proof of the sunflower lemma of Erd\H{o}s and Rado~\cite{erdos_rado}, as it is presented in the textbook~\cite[Chapter~6]{book}. We further integrate Exercise 6.2 from the textbook, which provides a lower bound on the existence of sunflowers.\ theory Erdos_Rado_Sunflower imports Sunflower begin text \When removing an element from all subsets, then one can afterwards add these elements to a sunflower and get a new sunflower.\ lemma sunflower_remove_element_lift: assumes S: "S \ { A - {a} | A . A \ F \ a \ A}" and sf: "sunflower S" shows "\ Sa. sunflower Sa \ Sa \ F \ card Sa = card S \ Sa = insert a ` S" proof (intro exI[of _ "insert a ` S"] conjI refl) let ?Sa = "insert a ` S" { fix B assume "B \ ?Sa" then obtain C where C: "C \ S" and B: "B = insert a C" by auto from C S obtain T where "T \ F" "a \ T" "C = T - {a}" by auto with B have "B = T" by auto with \T \ F\ have "B \ F" by auto } thus SaF: "?Sa \ F" by auto have inj: "inj_on (insert a) S" using S by (intro inj_on_inverseI[of _ "\ B. B - {a}"], auto) thus "card ?Sa = card S" by (rule card_image) show "sunflower ?Sa" unfolding sunflower_def proof (intro allI, intro impI) fix x assume "\C D. C \ ?Sa \ D \ ?Sa \ C \ D \ x \ C \ x \ D" then obtain C D where *: "C \ ?Sa" "D \ ?Sa" "C \ D" "x \ C" "x \ D" by auto from *(1-2) obtain C' D' where **: "C' \ S" "D' \ S" "C = insert a C'" "D = insert a D'" by auto with \C \ D\ inj have CD': "C' \ D'" by auto show "\E. E \ ?Sa \ x \ E" proof (cases "x = a") case False with * ** have "x \ C'" "x \ D'" by auto with ** CD' have "\C D. C \ S \ D \ S \ C \ D \ x \ C \ x \ D" by auto from sf[unfolded sunflower_def, rule_format, OF this] show ?thesis by auto qed auto qed qed -text \The sunflower-lemma of Erdős and Rado: +text \The sunflower-lemma of Erd\H{o}s and Rado: if a set has a certain size and all elements have the same cardinality, then a sunflower exists.\ lemma Erdos_Rado_sunflower_same_card: assumes "\ A \ F. finite A \ card A = k" and "card F > (r - 1)^k * fact k" shows "\ S. S \ F \ sunflower S \ card S = r \ {} \ S" using assms proof (induct k arbitrary: F) case 0 hence "F = {{}} \ F = {}" "card F \ 2" by auto hence False by auto thus ?case by simp next case (Suc k F) define pd_sub :: "'a set set \ nat \ bool" where "pd_sub = (\ G t. G \ F \ card G = t \ pairwise disjnt G \ {} \ G)" show ?case proof (cases "\ t G. pd_sub G t \ t \ r") case True then obtain t G where pd_sub: "pd_sub G t" and t: "t \ r" by auto from pd_sub[unfolded pd_sub_def] pairwise_disjnt_imp_sunflower have *: "G \ F" "card G = t" "sunflower G" "{} \ G" by auto from t \card G = t\ obtain H where "H \ G" "card H = r" by (metis obtain_subset_with_card_n) with sunflower_subset[OF \H \ G\] * show ?thesis by blast next case False define P where "P = (\ t. \ G. pd_sub G t)" have ex: "\ t. P t" unfolding P_def by (intro exI[of _ 0] exI[of _ "{}"], auto simp: pd_sub_def) have large': "\ t. P t \ t < r" using False unfolding P_def by auto hence large: "\ t. P t \ t \ r" by fastforce define t where "t = (GREATEST t. P t)" from GreatestI_ex_nat[OF ex large, folded t_def] have Pt: "P t" . from Greatest_le_nat[of P, OF _ large] have greatest: "\ s. P s \ s \ t" unfolding t_def by auto from large'[OF Pt] have tr: "t \ r - 1" by simp from Pt[unfolded P_def pd_sub_def] obtain G where cardG: "card G = t" and disj: "pairwise disjnt G" and GF: "G \ F" by blast define A where "A = (\ G)" from Suc(3) have "card F > 0" by simp hence "finite F" by (rule card_ge_0_finite) from GF \finite F\ have finG: "finite G" by (rule finite_subset) have "card (\ G) \ sum card G" by (rule card_Union_le_sum_card, insert Suc(2) GF, auto) also have "\ \ of_nat (card G) * Suc k" by (rule sum_bounded_above, insert GF Suc(2), auto) also have "\ \ (r - 1) * Suc k" using tr[folded cardG] by (metis id_apply mult_le_mono1 of_nat_eq_id) finally have cardA: "card A \ (r - 1) * Suc k" unfolding A_def . { fix B assume *: "B \ F" with Suc(2) have nE: "B \ {}" by auto from Suc(2) have eF: "{} \ F" by auto have "B \ A \ {}" proof assume dis: "B \ A = {}" hence disj: "pairwise disjnt ({B} \ G)" using disj unfolding A_def by (smt (verit, ccfv_SIG) Int_commute Un_iff Union_disjoint disjnt_def pairwise_def singleton_iff) from nE dis have "B \ G" unfolding A_def by auto with finG have c: "card ({B} \ G) = Suc t" by (simp add: cardG) have "P (Suc t)" unfolding P_def pd_sub_def by (intro exI[of _ "{B} \ G"], insert eF disj c * GF, auto) with greatest show False by force qed } note overlap = this have "F \ {}" using Suc(2-) by auto with overlap have Ane: "A \ {}" unfolding A_def by auto have "finite A" unfolding A_def using finG Suc(2-) GF by auto let ?g = "\ B x. x \ B \ A" define f where "f = (\ B. SOME x. ?g B x)" have "f \ F \ A" proof fix B assume "B \ F" from overlap[OF this] have "\ x. ?g B x" unfolding A_def by auto from someI_ex[OF this] show "f B \ A" unfolding f_def by auto qed from pigeonhole_card[OF this \finite F\ \finite A\ Ane] obtain a where a: "a \ A" and le: "card F \ card (f -` {a} \ F) * card A" by auto { fix S assume "S \ F" "f S \ {a}" with someI_ex[of "?g S"] a overlap[OF this(1)] have "a \ S" unfolding f_def by auto } note FaS = this let ?F = "{S - {a} | S . S \ F \ f S \ {a}}" from cardA have "((r - 1) ^ k * fact k) * card A \ ((r - 1) ^ k * fact k) * ((r - 1) * Suc k)" by simp also have "\ = (r - 1) ^ (Suc k) * fact (Suc k)" by (metis (no_types, lifting) fact_Suc mult.assoc mult.commute of_nat_id power_Suc2) also have "\ < card (f -` {a} \ F) * card A" using Suc(3) le by auto also have "f -` {a} \ F = {S \ F. f S \ {a}}" by auto also have "card \ = card ((\ S. S - {a}) ` {S \ F. f S \ {a}})" by (subst card_image; intro inj_onI refl, insert FaS) auto also have "(\ S. S - {a}) ` {S \ F. f S \ {a}} = ?F" by auto finally have lt: "(r - 1) ^ k * fact k < card ?F" by simp have "\ A \ ?F. finite A \ card A = k" using Suc(2) FaS by auto from Suc(1)[OF this lt] obtain S where "sunflower S" "card S = r" "S \ ?F" by auto from \S \ ?F\ FaS have "S \ {A - {a} |A. A \ F \ a \ A}" by auto from sunflower_remove_element_lift[OF this \sunflower S\] \card S = r\ show ?thesis by auto qed qed text \Using @{thm [source] sunflower_card_subset_lift} we can easily replace the condition that the cardinality is exactly @{term k} by the requirement that the cardinality is at most @{term k}. However, then @{term "{} \ S"} cannot be ensured. Consider @{term "(r :: nat) = 1 \ (k :: nat) > 0 \ F = {{}}"}.\ lemma Erdos_Rado_sunflower: assumes "\ A \ F. finite A \ card A \ k" and "card F > (r - 1)^k * fact k" shows "\ S. S \ F \ sunflower S \ card S = r" by (rule sunflower_card_subset_lift[OF _ assms], metis Erdos_Rado_sunflower_same_card) text \We further provide a lower bound on the existence of sunflowers, i.e., Exercise 6.2 of the textbook~\cite{book}. To be more precise, we prove that there is a set of sets of cardinality @{term \(r - 1 :: nat)^k\}, where each element is a set of cardinality @{term k}, such that there is no subset which is a sunflower with cardinality of at least @{term r}.\ lemma sunflower_lower_bound: assumes inf: "infinite (UNIV :: 'a set)" and r: "r \ 0" and rk: "r = 1 \ k \ 0" shows "\ F. card F = (r - 1)^k \ finite F \ (\ A \ F. finite (A :: 'a set) \ card A = k) \ (\ S. S \ F \ sunflower S \ card S \ r)" proof (cases "r = 1") case False with r have r: "r > 1" by auto show ?thesis proof (induct k) case 0 have id: "S \ {{}} \ (S = {} \ S = {{}})" for S :: "'a set set" by auto show ?case using r by (intro exI[of _ "{{}}"], auto simp: id) next case (Suc k) then obtain F where cardF: "card F = (r - 1) ^ k" and fin: "finite F" and AF: "\ A. (A :: 'a set) \ F \ finite A \ card A = k" and sf: "\ (\S\F. sunflower S \ r \ card S)" by metis text \main idea: get @{term "k-1 :: nat"} fresh elements and add one of these to all elements of F\ have "finite (\ F)" using fin AF by simp hence "infinite (UNIV - \ F)" using inf by simp from infinite_arbitrarily_large[OF this, of "r - 1"] obtain New where New: "finite New" "card New = r - 1" "New \ \ F = {}" by auto define G where "G = (\ (A, a). insert a A) ` (F \ New)" show ?case proof (intro exI[of _ G] conjI) show "finite G" using New fin unfolding G_def by simp have "card G = card (F \ New)" unfolding G_def proof ((subst card_image; (intro refl)?), intro inj_onI, clarsimp, goal_cases) case (1 A a B b) hence ab: "a = b" using New by auto from 1(1) have "insert a A - {a} = insert b B - {a}" by simp also have "insert a A - {a} = A" using New 1 by auto also have "insert b B - {a} = B" using New 1 ab[symmetric] by auto finally show ?case using ab by auto qed also have "\ = card F * card New" using New fin by auto finally show "card G = (r - 1) ^ Suc k" unfolding cardF New by simp { fix B assume "B \ G" then obtain a A where G: "a \ New" "A \ F" "B = insert a A" unfolding G_def by auto with AF[of A] New have "finite B" "card B = Suc k" by (auto simp: card_insert_if) } thus "\A\G. finite A \ card A = Suc k" by auto show "\ (\S\G. sunflower S \ r \ card S)" proof (intro notI, elim exE conjE) fix S assume *: "S \ G" "sunflower S" "r \ card S" define g where "g B = (SOME a. a \ New \ a \ B)" for B { fix B assume "B \ S" with \S \ G\ have "B \ G" by auto hence "\ a. a \ New \ a \ B" unfolding G_def by auto from someI_ex[OF this, folded g_def] have "g B \ New" "g B \ B" by auto } note gB = this have "card (g ` S) \ card New" by (rule card_mono, insert New gB, auto) also have "\ < r" unfolding New using r by simp also have "\ \ card S" by fact finally have "card (g ` S) < card S" . from pigeonhole[OF this] have "\ inj_on g S" . then obtain B1 B2 where B12: "B1 \ S" "B2 \ S" "B1 \ B2" "g B1 = g B2" unfolding inj_on_def by auto define a where "a = g B2" from B12 gB[of B1] gB[of B2] have a: "a \ New" "a \ B1" "a \ B2" unfolding a_def by auto with B12 have "\B1 B2. B1 \ S \ B2 \ S \ B1 \ B2 \ a \ B1 \ a \ B2" unfolding a_def by blast from \sunflower S\[unfolded sunflower_def, rule_format, OF this] have aS: "B \ S \ a \ B" for B by auto define h where "h B = B - {a}" for B define T where "T = h ` S" have "\S\F. sunflower S \ r \ card S" proof (intro exI[of _ T] conjI) { fix B assume "B \ S" have hB: "h B = B - {a}" unfolding h_def T_def by auto from aS \B \ S\ have aB: "a \ B" by auto from \B \ S\ \S \ G\ obtain a' A where AF: "A \ F" and B: "B = insert a' A" and a': "a' \ New" unfolding G_def by force from aB B a' New AF a(1) hB AF have "insert a (h B) = B" "h B = A" by auto hence "insert a (h B) = B" "h B \ F" "insert a (h B) \ S" using AF \B \ S\ by auto } note main = this have CTS: "C \ T \ insert a C \ S" for C using main unfolding T_def by force show "T \ F" unfolding T_def using main by auto have "r \ card S" by fact also have "\ = card T" unfolding T_def by (subst card_image, intro inj_on_inverseI[of _ "insert a"], insert main, auto) finally show "r \ card T" . show "sunflower T" unfolding sunflower_def proof (intro allI impI, elim exE conjE, goal_cases) case (1 x C C1 C2) from CTS[OF \C1 \ T\] CTS[OF \C2 \ T\] CTS[OF \C \ T\] have *: "insert a C1 \ S" "insert a C2 \ S" "insert a C \ S" by auto from 1 have "insert a C1 \ insert a C2" using main unfolding T_def by auto hence "\A B. A \ S \ B \ S \ A \ B \ x \ A \ x \ B" using * 1 by auto from \sunflower S\[unfolded sunflower_def, rule_format, OF this *(3)] have "x \ insert a C" . with 1 show "x \ C" unfolding T_def h_def by auto qed qed with sf show False .. qed qed qed next case r: True with rk have "k \ 0" by auto then obtain l where k: "k = Suc l" by (cases k, auto) show ?thesis unfolding r k by (intro exI[of _ "{}"], auto) qed text \The difference between the lower and the upper bound on the existence of sunflowers as they have been formalized is @{term \fact k\}. There is more recent work with tighter bounds \cite{sunflower_new}, but we only integrate the initial -result of Erdős and Rado in this theory.\ +result of Erd\H{o}s and Rado in this theory.\ -text \We further provide the Erdős Rado lemma +text \We further provide the Erd\H{o}s Rado lemma lifted to obtain non-empty cores or cores of arbitrary cardinality.\ lemma Erdos_Rado_sunflower_card_core: assumes "finite E" and "\ A \ F. A \ E \ s \ card A \ card A \ k" and "card F > (card E choose s) * (r - 1)^k * fact k" and "s \ 0" and "r \ 0" shows "\ S. S \ F \ sunflower S \ card S = r \ card (\ S) \ s" by (rule sunflower_card_core_lift[OF assms(1) _ assms(2) _ assms(4-5), of "(r - 1)^k * fact k"], rule Erdos_Rado_sunflower, insert assms(3), auto simp: ac_simps) lemma Erdos_Rado_sunflower_nonempty_core: assumes "finite E" and "\ A \ F. A \ E \ card A \ k" and "{} \ F" and "card F > card E * (r - 1)^k * fact k" shows "\ S. S \ F \ sunflower S \ card S = r \ \ S \ {}" by (rule sunflower_nonempty_core_lift[OF assms(1) _ assms(2-3), of "(r - 1)^k * fact k"], rule Erdos_Rado_sunflower, insert assms(4), auto simp: ac_simps) -end \ No newline at end of file +end diff --git a/thys/Sunflowers/document/root.bib b/thys/Sunflowers/document/root.bib --- a/thys/Sunflowers/document/root.bib +++ b/thys/Sunflowers/document/root.bib @@ -1,46 +1,46 @@ @preamble(" \newcommand{\doi}[1]{%\newline \href{http://dx.doi.org/#1}{\nolinkurl{doi:#1}}}") @book{book, author={Stasys Jukna}, title={Extremal Combinatorics}, publisher={Springer}, series = {Texts in Theoretical Computer Science. An {EATCS} Series}, year=2011, chapter=6, doi={10.1007/978-3-642-17364-6_6}, note = {\doi{10.1007/978-3-642-17364-6_6}}, } @inproceedings{sunflower_new, author = {Ryan Alweiss and Shachar Lovett and Kewen Wu and Jiapeng Zhang}, opteditor = {Konstantin Makarychev and Yury Makarychev and Madhur Tulsiani and Gautam Kamath and Julia Chuzhoy}, title = {Improved bounds for the sunflower lemma}, booktitle = {Proccedings of the 52nd Annual {ACM} {SIGACT} Symposium on Theory of Computing, {STOC} 2020}, pages = {624--630}, publisher = {{ACM}}, year = {2020}, doi = {10.1145/3357713.3384234}, note = {\doi{10.1145/3357713.3384234}}, } @article{erdos_rado, title = {Intersection theorems for systems of sets}, - author = {Paul Erdős and Richard Rado}, + author = {Paul Erd\H{o}s and Richard Rado}, year = 1960, journal = {Journal of the London Mathematical Society}, volume = 35, issue = 1, pages = {85--90}, doi = {10.1112/jlms/s1-35.1.85}, note = {\doi{10.1112/jlms/s1-35.1.85}}, -} \ No newline at end of file +} diff --git a/thys/Sunflowers/document/root.tex b/thys/Sunflowers/document/root.tex --- a/thys/Sunflowers/document/root.tex +++ b/thys/Sunflowers/document/root.tex @@ -1,37 +1,37 @@ \documentclass[11pt,a4paper]{article} \usepackage[T1]{fontenc} \usepackage{isabelle,isabellesym} \usepackage{amsmath} \usepackage{amssymb} % this should be the last package used \usepackage{pdfsetup} % urls in roman style, theory text in math-similar italics \urlstyle{rm} \isabellestyle{it} \begin{document} -\title{The Sunflower Lemma of Erdős and Rado} +\title{The Sunflower Lemma of Erd\H{o}s and Rado} \author{René Thiemann} \maketitle \begin{abstract} We formally define sunflowers and provide a formalization of -the sunflower lemma of Erdős and Rado: whenever a set of size-$k$-sets has a larger cardinality +the sunflower lemma of Erd\H{o}s and Rado: whenever a set of size-$k$-sets has a larger cardinality than $(r - 1)^k \cdot k!$, then it contains a sunflower of cardinality $r$. \end{abstract} % include generated text of all theories \input{session} % optional bibliography %\addcontentsline{toc}{section}{Bibliography} %\nocite{*} \bibliographystyle{plain} \bibliography{root} \end{document}